Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Saunders is an investment professional with over 20 years of experience in the financial services industry. Scott has held a variety of roles, including financial advisor, trader, and operations professional. He is currently registered with Wallachbeth Capital LLC as a General Securities Representative. Previously, Scott was a registered representative with FM Brokerage, L.L.C., Lek Securities Corporation, and Divine Capital Markets LLC. Scott has a broad range of experience and is dedicated to providing his clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
12/12/2008 - Present
Wallachbeth Capital LLC (BOCA RATON FL)
NY
09/26/2003 - 12/22/2008
FM BROKERAGE, L.L.C. (NEW YORK NY)
NY
01/25/2008 - 12/19/2008
LEK SECURITIES CORPORATION (NEW CITY NY)
NY
06/03/2005 - 01/05/2006
DIVINE CAPITAL MARKETS LLC (NEW YORK NY)
BC
Issued 10/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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