Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Cumbie is a financial advisor with Raymond James & Associates, Inc. Scott has been in the financial services industry since 1986 and has extensive experience in providing a wide range of services to individual and corporate clients. Scott holds a variety of licenses and certifications, including the Series 7, Series 31, Series 63, Series 65, and Series 27.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
04/20/2012 - Present
Raymond James & Associates, Inc. (OKLAHOMA CITY OK)
OK
06/01/2009 - 04/30/2012
MORGAN STANLEY SMITH BARNEY (EDMOND OK)
OK
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (EDMOND OK)
OK
07/30/2004 - 04/02/2007
MORGAN STANLEY DW INC. (EDMOND OK)
MO
07/01/2003 - 08/03/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
03/01/1993 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
OK
08/06/1986 - 03/02/1993
NIETO, CUMBIE AND ASSOCIATES, INC. (OKLAHOMA CITY OK)
NA
02/24/1984 - 06/26/1984
R. J. EDWARDS, INC.
IA
Issued 01/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/1986
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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