Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Yeager is a financial advisor with over 29 years of experience in the industry. Scott has a broad range of experience, having worked at firms such as UBS Securities LLC, SBC Warburg Dillon Read Inc., and South Street Securities LLC. Currently, Scott is an active broker and registered representative with HSBC Securities (USA) Inc., a firm with over $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
09/09/2015 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
02/03/2014 - 06/23/2015
SOUTH STREET SECURITIES LLC (NEW YORK NY)
CT
06/29/1998 - 07/17/2013
UBS SECURITIES LLC (STAMFORD CT)
CT
09/02/1997 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
01/03/1995 - 09/02/1997
SBC WARBURG, INC. (NEW YORK NY)
NY
02/05/1994 - 01/03/1995
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC. (NEW YORK NY)
NY
04/22/1993 - 02/24/1994
TORONTO DOMINION SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 02/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/10/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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