Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Alan Viesselmann is a financial advisor currently registered with Cambridge Investment Research Advisors, Inc. Scott has been in the financial services industry for over 40 years, having started in 1979. Scott has worked in several firms including First Union Securities, Inc. and The Variable Annuity Marketing Company. Scott holds several professional licenses including Series 63, 65, 66, 7, and 26 licenses. Scott Alan Viesselmann's main office is in Scottsdale, Arizona, and he is registered in 10 states: Arizona, California, Colorado, New Mexico, New York, Texas, Vermont, and Wisconsin. Scott also works as an Independent Insurance Agent for Independent Insurance Companies and a board member for 4VET's.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AZ
05/18/2021 - Present
Cambridge Investment Research Advisors, Inc. (SCOTTSDALE AZ)
MO
01/17/1997 - 01/29/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
TX
08/24/1979 - 01/08/1997
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
NA
08/01/1980 - 05/02/1984
AMERICAN CAPITAL FINANCIAL SERVICES, INC.
BOTH
Issued 02/06/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/13/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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