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Scott Alan Thayer

Fidelity Brokerage Services LLC

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About Scott Alan Thayer

Scott Thayer has been in the financial industry since June 10, 2001 and currently works for Fidelity Brokerage Services LLC. Scott has a broad range of experience and is licensed to provide financial services in Illinois. Scott holds licenses for Series 7, 9, 10, 63, and 66, as well as the SIE exam.

Firm Information

Scott Thayer is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Thayer’s Registration & Firm History

IL

06/11/2001 - Present

Fidelity Brokerage Services LLC (OAK BROOK IL)

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Licenses & Designations

BOTH

Issued 12/04/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/22/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/01/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/24/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/08/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Scott Alan Thayer.
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