Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Sprague is a financial advisor with Mariner Independent, a Registered Investment Advisor firm, with 33 years of experience in the financial services industry. Scott has a strong background in helping individuals, families, and businesses develop and implement personalized financial plans. Scott specializes in providing financial advice, retirement planning, and investment management services. Scott holds a Series 6, 7, 24, 63 and 65 licenses and is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
05/05/2017 - Present
Mariner Independent (Danville CA)
CA
08/24/2012 - 12/02/2016
CETERA ADVISOR NETWORKS LLC (SAN RAMON CA)
CA
10/08/2010 - 08/24/2012
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SAN RAMON CA)
CA
04/17/2002 - 10/14/2010
LINCOLN FINANCIAL ADVISORS CORPORATION (SAN RAMON CA)
IN
04/17/2002 - 04/07/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NJ
09/30/1989 - 04/10/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/30/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
03/13/1989 - 09/26/1989
INTEGRATED RESOURCES EQUITY CORPORATION
IA
Issued 03/27/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/08/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Scott Sprague is the right advisor for you? Invested Better is here to help.
