Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Alan Sickles has been in the financial services industry since March 1998. Scott is currently registered with Calton & Associates, Inc., a firm based in Tampa, Florida. Previously, Scott worked for Dominion Investor Services, Inc., United Planners' Financial Services of America A Limited Partner, MetLife Securities Inc., and Metropolitan Life Insurance Company. Scott is registered with the state of Texas and holds the following licenses: Series 7, Series 3, Series 6, Series 63, Series 66, and SIE. Scott specializes in portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
06/28/2023 - Present
Calton & Associates, Inc. (Amarillo TX)
TX
05/02/2006 - 07/21/2023
DOMINION INVESTOR SERVICES, INC. (AMARILLO TX)
AZ
03/10/2004 - 09/17/2004
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
MA
04/28/2000 - 11/07/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/28/2000 - 11/07/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
AZ
12/10/1999 - 06/01/2000
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
NA
01/24/1989 - 02/14/1990
SHEARSON LEHMAN HUTTON INC.
NA
05/18/1983 - 12/31/1988
FIRST AMERICAN NATIONAL SECURITIES, INC.
BOTH
Issued 04/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/27/1989
Series 3 - National Commodity Futures Examination
BC
Issued 05/07/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Scott Sickles is the right advisor for you? Invested Better is here to help.
