Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Sanders is a financial advisor currently registered with Ameriprise Financial Services, LLC. Scott has been in the financial industry since 1998 and is licensed in multiple states, including Florida and Texas. Scott's previous employers include Stifel, Nicolaus & Company, Incorporated, Wachovia Securities, LLC, and A. G. Edwards & Sons, Inc. Scott holds a number of industry licenses and designations, including Series 7, 63, 66, 9, and 10. Scott offers a variety of financial services to his clients including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
12/07/2018 - Present
Ameriprise Financial Services, LLC (Fort Myers FL)
FL
01/15/2009 - 12/27/2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED (FORT MYERS FL)
FL
01/01/2008 - 01/27/2009
WACHOVIA SECURITIES, LLC (CAPE CORAL FL)
FL
07/13/1998 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CAPE CORAL FL)
BOTH
Issued 05/12/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/29/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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