Unclaimed
Scott Alan Robichaud is an investment advisor representative at LPL Financial LLC, where he has been with the firm since January 2024. Scott has over 10 years of experience in the financial services industry and is registered to provide securities and investment advisory services in Minnesota. Scott’s previous experience includes working at OSAIC WEALTH, INC. Prior to that, Scott was employed by Financial Dimensions Group, Inc. Scott holds the Series 7, Series 63 and Series 65 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
01/30/2024 - Present
LPL Financial LLC (MAPLE GROVE MN)
MN
04/26/2013 - 02/01/2024
OSAIC WEALTH, INC. (MAPLE GROVE MN)
IA
Issued 03/01/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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