Unclaimed
Scott Alan Robertson is a financial advisor with Empower Financial Services, Inc. in St. Paul, MN. Scott has been in the financial services industry since January 7, 2013 and has a Series 7, Series 63, and Series 6TO licenses. Scott is registered with the state of Minnesota. Scott was previously registered with VOYA RETIREMENT ADVISORS, LLC and AMERIPRISE FINANCIAL SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
07/14/2015 - Present
Empower Financial Services, Inc. (St Paul MN)
MN
01/01/2015 - 07/01/2015
VOYA RETIREMENT ADVISORS, LLC (ST. PAUL MN)
MN
09/23/2011 - 09/26/2013
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BC
Issued 07/09/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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