Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Alan Richter is an investment advisor representative with Fidelity Personal And Workplace Advisors. Scott has been in the financial services industry since January 21, 2009. Scott holds licenses in a variety of states and has experience working with a wide range of clients, including individuals, families, and businesses. Scott specializes in financial planning, portfolio management, and retirement planning. Scott is committed to providing his clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
05/16/2022 - Present
Fidelity Personal AND Workplace Advisors (CHICAGO IL)
IL
02/20/2014 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHICAGO IL)
IL
01/31/2011 - 01/22/2014
FIDELITY BROKERAGE SERVICES LLC (HIGHLAND PARK IL)
IL
02/21/2008 - 10/27/2010
METLIFE SECURITIES INC. (DOWNERS GROVE IL)
IA
Issued 02/25/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2010
Series 7 - General Securities Representative Examination
BC
Issued 02/20/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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