Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Alan Plathe is a financial advisor currently registered with MML Investors Services, LLC. Scott Plathe has been in the financial industry since September 5, 1991 and holds both Series 7 and Series 65 licenses. Scott Plathe is registered to offer financial advice in 16 states and works from an office located in Sioux City, Iowa. Scott Plathe also offers financial advice as an Independent Insurance Agent and acts in local advertising.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
IA
06/03/2021 - Present
MML Investors Services, LLC (Sioux City IA)
IA
12/06/2005 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SIOUX CITY IA)
MN
12/06/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (PLYMOUTH MN)
NJ
06/16/1993 - 12/31/2005
CITISTREET EQUITIES LLC (SOMERSET NJ)
MI
08/20/1992 - 06/25/1993
EQUITY BROKERAGE SERVICES, INC. (NORTHVILLE MI)
MN
08/29/1991 - 08/11/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/29/1991 - 08/11/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 3/26/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/15/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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