Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Alan Obenshain is a financial advisor with RBC Capital Markets, LLC based in Austin, Texas. Scott Obenshain has been in the financial services industry since 1994 and has a wide range of experience in providing financial advice to individuals, businesses, and institutions. He is licensed to provide investment advice and securities services in 52 states and the District of Columbia. Scott Obenshain has a strong focus on providing personalized financial planning and investment management services. He is also a registered principal with RBC Capital Markets, LLC. Prior to joining RBC Capital Markets, LLC, Scott Obenshain was employed by several other financial institutions, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Securities LLC, and Chase Securities of Texas, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
09/02/2011 - Present
RBC Capital Markets, LLC (AUSTIN TX)
TX
09/17/2010 - 08/18/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
02/27/2009 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (DALLAS TX)
TX
04/03/2000 - 03/03/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
05/29/1996 - 03/31/2000
CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)
NA
03/07/1994 - 09/26/1994
MURCHISON INVESTMENT BANKERS, INC.
NC
10/27/1993 - 02/14/1994
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
FL
07/18/1989 - 09/25/1990
BARNETT BROKERAGE SERVICE, INC. (JACKSONVILLE FL)
BOTH
Issued 11/30/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/20/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/28/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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