Unclaimed
Scott Alan Mulcahy is a registered representative with XMS Capital Partners, LLC in Chicago, IL. Scott has been in the industry since 1996 and holds the Series 7, Series 99TO, and SIE licenses. Scott's prior work experience includes Morgan Stanley & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/31/2009 - Present
XMS Capital Partners, LLC (CHICAGO IL)
IL
08/26/1996 - 02/13/2009
MORGAN STANLEY & CO. INCORPORATED (CHICAGO IL)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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