Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Alan Lewis is a financial advisor at Stephens. Scott has been in the financial industry for over 23 years. He is licensed in 27 states and has passed the Series 63, Series 57TO, Series 99TO, SIE and Series 7 exams. Scott provides financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
11/13/2023 - Present
Stephens (LITTLE ROCK AR)
TN
07/30/2013 - 11/09/2023
WELLS FARGO SECURITIES, LLC (MEMPHIS TN)
TX
10/04/2004 - 08/07/2013
RAYMOND JAMES & ASSOCIATES, INC. (HOUSTON TX)
TX
06/25/2002 - 10/04/2004
SOUTHWEST CORPORATE INVESTMENT SERVICES, LLC (PLANO TX)
TN
03/30/2000 - 01/03/2002
FIRST TENNESSEE SECURITIES CORP. (MEMPHIS TN)
BC
Issued 05/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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