linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Scott Alan Kramer

MM Ascend Life Investor Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Scott? Claim Your Profile

About Scott Alan Kramer

Scott Alan Kramer has been in the financial services industry since July 2005. Scott is currently registered with MM Ascend Life Investor Services, LLC, and holds the Series 7, 24, 27, 53, 63, 66, 99TO and SIE licenses. He is also registered as an Investment Advisor Representative in Ohio. Scott was previously employed with GREAT AMERICAN ADVISORS, INC. and FIDELITY BROKERAGE SERVICES LLC. Scott is not currently actively providing advisory services.

Firm Information

Scott Kramer is currently registered with MM Ascend Life Investor Services, LLC. MM Ascend Life Investor Services, LLC is a Limited Liability Company formed in 2021 that is registered in all 50 states and the District of Columbia. It offers other advisory services and is not currently providing active advisory services. It maintains 12 licensed agents, 12 investment adviser representatives, 12 registered representatives, and 2 investment advisory functions. The firm has filed four regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

124

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

maintaining registration but not actively providing advisory services

Maintaining registration but not actively providing advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Maintaining registration but not serving clients

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Scott Kramer’s Registration & Firm History

OH

01/05/2012 - Present

MM Ascend Life Investor Services, LLC (CINCINNATI OH)

OH

01/09/2008 - 08/02/2011

GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)

OH

06/10/2005 - 01/09/2008

FIDELITY BROKERAGE SERVICES LLC (BLUE ASH OH)

Not sure if Scott Alan Kramer is right for you?

Licenses & Designations

BOTH

Issued 01/04/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/16/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/30/2016

Series 27 - Financial and Operations Principal Examination

BC

Issued 03/31/2009

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/01/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/09/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Alan Kramer.
Not sure if Scott Alan Kramer is right for you?