Unclaimed
Scott Alan Johnson is a financial advisor with Robert W. Baird & Co. Inc.. Scott has over 25 years of experience in the financial industry, and is registered to provide investment advice in 26 states, including Florida, Illinois, Texas, and Wisconsin. Scott also holds the Series 7, 24 and 63 licenses. In addition, he has earned the Certified Financial Planner designation. Scott is a member of the Eagle Education Fund board and Treasurer. He has also authored books on financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
IL
01/29/2010 - Present
Robert W. Baird & Co. Inc. (Rockford IL)
IL
08/29/2003 - 02/02/2010
INVESTACORP, INC. (LOVES PARK IL)
CA
06/20/2003 - 08/15/2003
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
FL
12/23/1996 - 03/14/2003
INVESTACORP, INC. (MIAMI FL)
BC
Issued 12/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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