Unclaimed
Scott Alan Horan is a financial advisor who is registered with PNC Capital Markets LLC. Scott Alan Horan has been in the industry since 1987. Scott Alan Horan is registered in Pennsylvania, Ohio, Indiana, Kentucky and New Jersey. Scott Alan Horan holds Series 6, 7, 24, and 63 securities licenses. Scott Alan Horan was previously registered with UVEST Investment Services, Liberty Securities Corporation, and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
03/13/2000 - Present
PNC Capital Markets LLC (PITTSBURGH PA)
NC
06/06/1998 - 02/05/1999
UVEST INVESTMENT SERVICES (CHARLOTTE NC)
NY
09/26/1994 - 06/10/1996
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NJ
11/16/1984 - 10/11/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 12/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/21/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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