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Scott Alan Horan

PNC Capital Markets LLC

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About Scott Alan Horan

Scott Alan Horan is a financial advisor who is registered with PNC Capital Markets LLC. Scott Alan Horan has been in the industry since 1987. Scott Alan Horan is registered in Pennsylvania, Ohio, Indiana, Kentucky and New Jersey. Scott Alan Horan holds Series 6, 7, 24, and 63 securities licenses. Scott Alan Horan was previously registered with UVEST Investment Services, Liberty Securities Corporation, and Pruco Securities Corporation.

Firm Information

Scott Horan is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Horan’s Registration & Firm History

PA

03/13/2000 - Present

PNC Capital Markets LLC (PITTSBURGH PA)

NC

06/06/1998 - 02/05/1999

UVEST INVESTMENT SERVICES (CHARLOTTE NC)

NY

09/26/1994 - 06/10/1996

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

NJ

11/16/1984 - 10/11/1994

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 12/21/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/10/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/09/2000

Series 7 - General Securities Representative Examination

BC

Issued 08/21/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Alan Horan.
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