Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Galbraith is a financial advisor with over 40 years of experience in the industry. Scott is currently registered with Planmember Securities Corp. in both California and Arizona. Scott is a highly experienced advisor who has worked with a variety of clients, including individuals, businesses, and institutions. Scott has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/18/2024 - Present
Planmember Securities Corp. (CARPINTERIA CA)
AZ
02/10/2009 - 04/19/2024
CROWN CAPITAL SECURITIES, L.P. (PRESCOTT AZ)
CA
06/05/2006 - 03/10/2009
SIGNATOR INVESTORS, INC. (SAN DIEGO CA)
CA
10/09/1981 - 06/02/2006
EQUITY SERVICES, INC. (SAN DIEGO CA)
IA
Issued 04/30/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/26/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 09/01/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Scott Galbraith is the right advisor for you? Invested Better is here to help.
