Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Fligel is a financial advisor registered with Northwestern Mutual Investment Services, LLC. He is a licensed agent with 30 years of experience in the financial industry. Scott has been with Northwestern Mutual Investment Services, LLC since February 4, 1993. He previously worked at Robert W. Baird & Co. Incorporated from May 19, 1993 to January 1, 2002. Scott is licensed to provide financial advice in 26 states. He holds licenses for Series 6, Series 7, Series 63 and Series 65 exams. Scott also holds the SIE exam credential.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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NC
02/04/1993 - Present
Northwestern Mutual Investment Services, LLC (CHARLOTTE NC)
WI
05/19/1993 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/02/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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