Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Alan Ferguson is a financial advisor with over 28 years of experience in the industry. Ferguson is a registered representative with Cadaret, Grant & CO., Inc. and has worked in the financial services industry since 1994. Ferguson has held previous positions with LPL FINANCIAL LLC, RAYMOND JAMES FINANCIAL SERVICES, INC. and ROBERT THOMAS SECURITIES, INC.. Ferguson offers financial planning, portfolio management, and educational seminars for individuals, businesses, and pension plans. Ferguson is also a Trustee for Living Hope United Methodist Church and is the President of Champlain Capital Planning, Ltd., a company that provides operating expenses and salaries for Ferguson and staff.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/04/2021 - Present
Cadaret, Grant & CO., Inc. (Clifton Park NY)
NY
06/28/2013 - 12/31/2017
LPL FINANCIAL LLC (CLIFTON PARK NY)
NY
01/04/1999 - 07/01/2013
RAYMOND JAMES FINANCIAL SERVICES, INC. (LATHAM NY)
FL
07/06/1995 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
MA
08/12/1994 - 07/17/1995
TUCKER ANTHONY INCORPORATED (BOSTON MA)
BC
Issued 09/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 08/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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