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Scott Alan Davis

Pruco Securities, LLC

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About Scott Alan Davis

Scott Alan Davis is a financial professional with over 20 years of experience in the industry. Scott is currently registered with Pruco Securities, LLC, where he provides financial advice and services. Scott is licensed to offer securities and investment advisory services in Arizona, California, Florida, Illinois, Iowa, Kentucky, Louisiana, Michigan, Minnesota, Nevada, Oregon, Tennessee, Texas, Washington, and Wisconsin. Scott is a Registered Representative of Pruco Securities, LLC, and an Investment Advisor Representative of Prudential Financial, Inc.

Firm Information

Scott Davis is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Scott Davis’s Registration & Firm History

IL

12/10/2013 - Present

Pruco Securities, LLC (GURNEE IL)

IL

05/20/1999 - 11/26/2013

METLIFE SECURITIES INC. (GURNEE IL)

IL

05/20/1999 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (GURNEE IL)

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Licenses & Designations

IA

Issued 11/21/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/13/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/13/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Scott Alan Davis. Review regulatory record here.
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