Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Alan Conway is an investment advisor with over 30 years of experience in the financial services industry. Scott is currently registered with Farmers Financial Solutions, LLC in Bellevue, WA. Scott has held previous positions with UBS Financial Services Inc., AXA Advisors, LLC, Arvest Asset Management, Morgan Stanley DW Inc., SWS Financial Services, and Fidelity Brokerage Services, Inc. Scott holds Series 6, 7, 8, 9, 10, 26, 63, and 65 licenses and is registered in Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WA
05/27/2014 - Present
Farmers Financial Solutions, LLC (Bellevue WA)
CO
09/18/2007 - 12/26/2013
UBS FINANCIAL SERVICES INC. (BOULDER CO)
CO
03/22/2006 - 09/13/2007
AXA ADVISORS, LLC (DENVER CO)
AR
12/10/2002 - 06/20/2005
ARVEST ASSET MANAGEMENT (ROGERS AR)
NY
04/11/2001 - 11/21/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
TX
07/23/1997 - 04/20/2001
SWS FINANCIAL SERVICES (DALLAS TX)
RI
09/15/1989 - 05/23/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 07/18/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/14/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/22/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/25/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1990
Series 7 - General Securities Representative Examination
BC
Issued 09/14/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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