Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Ashmore is an investment advisor representative with over 30 years of experience. Scott Ashmore has been registered with Raymond James & Associates, Inc. since 2016. Previously, Scott Ashmore was registered with Deutsche Bank Securities Inc. from 2004 to 2016, Citigroup Global Markets Inc. from 1993 to 2004 and Lehman Brothers Inc. from 1992 to 1993. Scott Ashmore has passed the Series 63, Series 7 and SIE exams. Scott Ashmore is registered with the following states: Alabama, California, Colorado, Connecticut, District of Columbia, Florida, Hawaii, Louisiana, Massachusetts, Nevada, New Mexico, New York, Tennessee and Texas. Scott Ashmore specializes in providing financial planning, pension consulting, educational seminars, portfolio management for businesses, portfolio management for individuals and selection of other advisors. Scott Ashmore is also a control person for Joyce Ashmore, a business that is not investment related.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/06/2016 - Present
Raymond James & Associates, Inc. (Houston TX)
TX
07/19/2004 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (HOUSTON TX)
NY
07/31/1993 - 07/27/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/25/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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