Unclaimed
Scott Alan Abraham is a financial advisor registered with Raymond James & Associates, Inc. Scott has been in the financial industry since 1988. His primary office is located in Gainesville, Florida, but Scott also provides services to clients in a number of other states, including Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, South Carolina, Vermont, and Virginia. Scott has a variety of licenses, including Series 7, Series 63, and Series 65. Scott is also a registered representative of Raymond James & Associates, Inc. and an Investment Advisor Representative (IAR) of Raymond James & Associates, Inc. He has been a part of Raymond James & Associates since February 2006. Scott Alan Abraham has a wide range of experience and expertise in providing financial advice to individuals, families, and businesses. He is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/14/2021 - Present
Raymond James & Associates, Inc. (Gainesville FL)
CT
05/28/1999 - 02/09/2006
ADVEST, INC. (HARTFORD CT)
NY
01/11/1990 - 06/15/1999
FIRST ALBANY CORPORATION (NEW YORK NY)
NA
07/05/1988 - 01/16/1990
J. T. MORAN & CO., INC.
IA
Issued 11/05/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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