Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Adams is a financial professional with over 18 years of experience in the industry. Scott currently works for Vanguard Marketing Corp. as a Registered Representative. Scott has held previous positions with LPL FINANCIAL LLC, CITIGROUP GLOBAL MARKETS INC., and JANNEY MONTGOMERY SCOTT LLC. Scott holds the Series 7, Series 63 and Series 66 licenses. Scott is currently registered with the state of Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
04/07/2011 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
06/19/2009 - 02/16/2011
LPL FINANCIAL LLC (KING OF PRUSSIA PA)
NJ
01/29/2008 - 05/29/2009
CITIGROUP GLOBAL MARKETS INC. (CHERRY HILL NJ)
PA
09/13/2004 - 02/12/2008
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
BOTH
Issued 12/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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