Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Richards is a financial professional with over eight years of experience in the industry. Scott is currently registered with Grove Point Investments, LLC in Maryland. Scott has previously worked with Principal Securities, Inc. and Nationwide Securities, LLC in Alabama. Scott holds a Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MD
10/27/2023 - Present
Grove Point Investments, LLC (Thurmont MD)
AL
06/30/2020 - 01/04/2022
PRINCIPAL SECURITIES, INC. (Hoover AL)
AL
09/16/2014 - 07/01/2020
NATIONWIDE SECURITIES, LLC (HOOVER AL)
BC
Issued 10/01/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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