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Scott A. Wendling

J.p. Morgan Institutional Investments Inc.

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About Scott A. Wendling

Scott A. Wendling has been in the financial services industry since June 6, 1999. Scott is currently registered with J.P. Morgan Institutional Investments Inc. and has been with the firm since November 5, 2015. Scott has been registered in 52 states and the District of Columbia. Scott has passed the Series 63, Series 65, Series 7 and the SIE exams. Scott has previously worked at JOHN HANCOCK DISTRIBUTORS LLC, NYLIFE DISTRIBUTORS LLC, FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC., PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP, IFMG SECURITIES, INC. and DEAN WITTER REYNOLDS INC.

Firm Information

Scott Wendling is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Wendling’s Registration & Firm History

NY

11/05/2015 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

NJ

04/14/2015 - 10/29/2015

JOHN HANCOCK DISTRIBUTORS LLC (Parsippany NJ)

MA

07/26/2006 - 04/15/2015

NYLIFE DISTRIBUTORS LLC (WESTWOOD MA)

RI

07/12/2004 - 07/25/2006

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

MA

02/28/2003 - 06/14/2004

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

NY

05/23/2002 - 10/11/2002

IFMG SECURITIES, INC. (PURCHASE NY)

RI

09/28/1999 - 05/14/2002

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

NY

12/03/1998 - 09/21/1999

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 10/01/1999

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 03/17/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/23/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott A. Wendling.
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