Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott A. Walker is an investment advisor representative at Truist Advisory Services, Inc. Scott has worked in the financial services industry since 2000. Scott currently holds licenses for the Series 7, Series 31 and Series 66 exams. Scott specializes in financial planning and portfolio management for individuals and businesses. Scott has been registered with the Securities and Exchange Commission (SEC) since 2024 and has previously worked with several firms, including J.P. Morgan Securities LLC and Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/18/2024 - Present
Truist Advisory Services, Inc. (NEW YORK NY)
NY
06/16/2022 - 01/03/2024
J.P. MORGAN SECURITIES LLC (New York NY)
NY
08/07/2019 - 06/09/2022
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
10/26/2011 - 07/03/2019
CITY NATIONAL SECURITIES, INC. (New York NY)
NY
02/22/2008 - 09/20/2011
WELLS FARGO ADVISORS, LLC (MELVILLE NY)
NY
08/06/2003 - 02/22/2007
WACHOVIA SECURITIES, LLC (WHITE PLAINS NY)
NY
04/17/2001 - 04/10/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
07/24/2000 - 01/18/2001
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
NJ
01/27/2000 - 08/08/2000
SEABOARD SECURITIES, INC. (FLORHAM PARK NJ)
NY
04/20/1999 - 01/11/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 09/27/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 04/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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