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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott A Metzinger is a financial advisor with over 20 years of experience in the industry. Scott has been registered with UBS Financial Services Inc. since December 2015, and has also been a registered investment advisor with the state of Indiana since 2015. Previously, Scott worked as a financial advisor for Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley DW Inc. Scott has a wide range of experience and expertise in financial planning, portfolio management, and investment services. He is also a Certified Financial Planner. Scott holds FINRA Series 7, 9, 10, 31 and SIE licenses. Scott is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IN
12/04/2015 - Present
UBS Financial Services Inc. (INDIANAPOLIS IN)
IN
01/03/2003 - 12/08/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (INDIANAPOLIS IN)
NY
09/13/2000 - 01/10/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/16/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 09/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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