Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Leslie has been in the financial industry since 1994 and is currently registered with Transamerica Retirement Advisors, LLC. Scott has been with Transamerica since 2016. Prior to joining Transamerica, Scott held positions at Stancorp Equities, Inc., Invesmart Securities, LLC, Princor Financial Services Corporation, and Fidelity Investments Institutional Services Company, Inc. Scott is a Series 6, 63, 26, and 65 licensed professional. Scott provides financial planning services and portfolio management services for individuals, businesses, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
06/27/2018 - Present
Transamerica Retirement Advisors, LLC (Fairfield OH)
OH
01/01/2007 - 07/05/2016
STANCORP EQUITIES, INC. (CINCINNATI OH)
OH
07/31/2002 - 01/01/2007
INVESMART SECURITIES, LLC (CINCINNATI OH)
IA
03/11/2002 - 04/05/2002
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
RI
05/17/1993 - 11/29/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 11/25/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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