Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Kokie has over 30 years of experience in the financial services industry. Scott is a Registered Representative of Merrill Lynch, Pierce, Fenner & Smith Inc. He is a licensed broker-dealer in multiple states and offers a wide range of financial services, including investment management, financial planning, and pension consulting. Previously, Scott was also registered with firms such as Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, J.B. Hanauer & Co., Smith Barney Inc., and Prudential Securities Incorporated. Scott has a strong track record of success in the financial services industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/23/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ALLENTOWN PA)
PA
06/01/2009 - 05/16/2012
MORGAN STANLEY SMITH BARNEY (LANCASTER PA)
NY
05/07/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NJ
09/23/1998 - 04/30/2007
J. B. HANAUER & CO. (PARSIPPANY NJ)
NY
03/02/1998 - 09/21/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
02/28/1997 - 01/16/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/17/1990 - 02/13/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/02/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/25/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/14/2006
Series 4 - Registered Options Principal Examination
BC
Issued 04/29/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/21/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2011
Series 3 - National Commodity Futures Examination
BC
Issued 12/15/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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