linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Scott A Held

Riversource Distributors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Scott? Claim Your Profile

About Scott A Held

Scott Held is a financial advisor in Minneapolis, MN. Scott has been in the financial industry since September 5, 1996. Scott is currently registered with Riversource Distributors, Inc., American Enterprise Investment Services Inc., and Ameriprise Financial Services, LLC. Scott holds a Series 6, 7, 24 and 63 license. Scott has also passed the SIE Exam. Scott's previous firms include Riversource Distributors, Inc., Columbia Management Investment Distributors, Inc., Ameriprise Financial Services, Inc., and IDS Life Insurance Company.

Firm Information

Scott Held is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Scott Held’s Registration & Firm History

MN

12/19/2017 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

10/22/2007 - 06/06/2013

RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)

MN

01/21/2009 - 08/12/2010

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (MINNEAPOLIS MN)

MN

09/06/1996 - 10/22/2007

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

09/06/1996 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

Not sure if Scott A Held is right for you?

Licenses & Designations

BC

Issued 09/09/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2005

Series 7 - General Securities Representative Examination

BC

Issued 09/05/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott A Held.
Not sure if Scott A Held is right for you?