Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Hart is a financial advisor with over 20 years of experience in the industry. Scott is a Registered Representative with Raymond James & Associates, Inc. in St. Petersburg, FL. Scott has held previous roles with Goldman Sachs Custody Solutions, E*TRADE Securities LLC, and Cetera Advisor Networks LLC. Scott has a broad range of experience and expertise in financial planning, portfolio management, and investment advisory services. Scott holds licenses for Series 7, Series 10, Series 24, Series 63, Series 9, Series 99TO, and the SIE. Scott is dedicated to providing personalized financial advice and solutions to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/14/2023 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
CO
04/07/2021 - 05/02/2023
GOLDMAN SACHS CUSTODY SOLUTIONS (Colorado Springs CO)
CO
08/08/2019 - 03/30/2021
E*TRADE SECURITIES LLC (Centennial CO)
CO
02/06/2018 - 07/17/2019
CETERA ADVISOR NETWORKS LLC (DENVER CO)
CO
02/06/2018 - 07/17/2019
CETERA ADVISORS LLC (DENVER CO)
CO
02/06/2018 - 07/17/2019
CETERA FINANCIAL SPECIALISTS LLC (DENVER CO)
CO
02/06/2018 - 07/17/2019
CETERA INVESTMENT SERVICES LLC (DENVER CO)
CO
02/06/2018 - 07/17/2019
FIRST ALLIED SECURITIES, INC. (DENVER CO)
CO
02/06/2018 - 07/17/2019
SUMMIT BROKERAGE SERVICES, INC. (DENVER CO)
CO
04/23/2013 - 12/21/2017
SCOTTRADE, INC. (WESTMINSTER CO)
CO
08/21/2001 - 02/26/2013
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
BC
Issued 09/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/2020
Series 24 - General Securities Principal Examination
BC
Issued 08/25/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/17/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/25/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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