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Scott A Daspin

Triad Securities Corp.

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About Scott A Daspin

Scott Daspin is a registered representative with Triad Securities Corp., with over 25 years of experience in the financial services industry. Scott has a strong track record of success in the securities industry, having worked for several prominent firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Dean Witter Reynolds Inc., and ConvergEx Execution Solutions LLC. Scott holds Series 7, 24, 63, and 65 licenses and has also passed the SIE and Series 79TO exams. He currently works at the Triad Securities Corp. branch office in New York, NY.

Firm Information

Scott Daspin is currently registered with Triad Securities Corp.. Triad Securities Corp. is a Corporation registered in 41 states and the SEC. It was formed on July 13, 1976.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Daspin’s Registration & Firm History

NY

04/06/2017 - Present

Triad Securities Corp. (NEW YORK NY)

TX

05/05/2016 - 04/03/2017

APEX CLEARING CORPORATION (DALLAS TX)

NY

04/15/2015 - 04/07/2016

TRIAD SECURITIES CORP (NEW YORK NY)

NY

01/08/2007 - 10/20/2014

CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)

NY

11/17/2006 - 07/29/2008

G-TRADE SERVICES LLC (NEW YORK NY)

NY

05/03/2004 - 11/16/2006

PERSHING LLC (NEW YORK NY)

NY

01/02/2004 - 05/10/2004

BNY DIRECT EXECUTION INC. (NEW YORK NY)

WI

02/25/2002 - 12/19/2003

BNY CLEARING SERVICES LLC (MILWAUKEE WI)

NY

03/28/2000 - 02/12/2002

CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)

NY

12/01/1999 - 03/21/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

03/07/1995 - 12/03/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/03/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/20/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2006

Series 24 - General Securities Principal Examination

BC

Issued 05/09/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Scott A Daspin.
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