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Scott A Cohen

Metropolitan Capital Investment Banc, Inc.

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About Scott A Cohen

Scott Cohen is a financial advisor with Metropolitan Capital Investment Banc, Inc. Scott is a registered representative with FINRA and the State of Illinois. Scott has been in the financial services industry since 2011 and has experience in investment banking and private securities offerings. Scott has a Series 79, Series 82 and a Series 63 license. Scott also holds the Series 65 license and is registered as an Investment Advisor Representative in multiple states. Scott is committed to providing clients with the best possible financial advice.

Firm Information

Scott Cohen is currently registered with Metropolitan Capital Investment Banc, Inc.. Metropolitan Capital Investment Banc, Inc. is a corporation formed in September 2008. It is registered with the SEC and in all 50 states, as well as the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Cohen’s Registration & Firm History

IL

10/23/2014 - Present

Metropolitan Capital Investment Banc, Inc. (CHICAGO IL)

NY

06/17/2013 - 09/19/2014

GFA SECURITIES, LLC (NEW YORK NY)

IL

08/25/2011 - 06/14/2013

METROPOLITAN CAPITAL INVESTMENT BANC, INC. (CHICAGO IL)

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Licenses & Designations

IA

Issued 10/02/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/09/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/2012

Series 82 - Limited Representative-Private Securities Offerings

BC

Issued 08/24/2011

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott A Cohen.
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