Unclaimed
Scott Cohen is a financial advisor with Metropolitan Capital Investment Banc, Inc. Scott is a registered representative with FINRA and the State of Illinois. Scott has been in the financial services industry since 2011 and has experience in investment banking and private securities offerings. Scott has a Series 79, Series 82 and a Series 63 license. Scott also holds the Series 65 license and is registered as an Investment Advisor Representative in multiple states. Scott is committed to providing clients with the best possible financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/23/2014 - Present
Metropolitan Capital Investment Banc, Inc. (CHICAGO IL)
NY
06/17/2013 - 09/19/2014
GFA SECURITIES, LLC (NEW YORK NY)
IL
08/25/2011 - 06/14/2013
METROPOLITAN CAPITAL INVESTMENT BANC, INC. (CHICAGO IL)
IA
Issued 10/02/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2012
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 08/24/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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