Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Clayton is a financial advisor with LPL Financial LLC based in Chicago, Illinois. Scott has been working in the financial services industry since 2011 and holds both Series 7 and Series 66 securities licenses. Scott is also a Certified Financial Planner (CFP®). Prior to joining LPL Financial LLC, Scott was a financial advisor at MML Investors Services, LLC, MSI Financial Services, Inc., FSC Securities Corporation, and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
09/29/2021 - Present
LPL Financial LLC (CHICAGO IL)
IL
03/02/2020 - 07/30/2021
LPL FINANCIAL LLC (DOWNERS GROVE IL)
IL
03/25/2017 - 03/03/2020
MML INVESTORS SERVICES, LLC (CHICAGO IL)
IL
05/29/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHICAGO IL)
IL
01/02/2014 - 06/08/2015
FSC SECURITIES CORPORATION (FLOSSMOOR IL)
IL
05/09/2011 - 12/23/2013
AXA ADVISORS, LLC (OAK BROOK IL)
BOTH
Issued 06/16/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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