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Scott A. Caloway

J.p. Morgan Institutional Investments Inc.

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About Scott A. Caloway

Scott A. Caloway is a financial professional with over 20 years of experience in the industry. Scott is currently registered with J.p. Morgan Institutional Investments Inc. Scott previously worked at ADP BROKER-DEALER, INC., PRINCOR FINANCIAL SERVICES CORPORATION, and MML INVESTORS SERVICES, INC. Scott is a licensed Series 6, 7, 24, 26, 63, and 66.

Firm Information

Scott Caloway is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Caloway’s Registration & Firm History

NY

05/19/2016 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

NJ

06/01/2015 - 05/18/2016

ADP BROKER-DEALER, INC. (ROSELAND NJ)

GA

08/06/2010 - 02/18/2015

PRINCOR FINANCIAL SERVICES CORPORATION (ATLANTA GA)

MA

10/11/2007 - 10/19/2009

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

MD

05/27/1998 - 10/10/2007

ADP BROKER-DEALER, INC. (WHITE MARSH MD)

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Licenses & Designations

BOTH

Issued 09/01/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/18/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/07/2010

Series 24 - General Securities Principal Examination

BC

Issued 05/08/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/2008

Series 7 - General Securities Representative Examination

BC

Issued 05/11/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott A. Caloway.
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