Unclaimed
Scott Brady is a financial advisor with Northwestern Mutual Investment Services, LLC. Scott has been in the financial services industry since 2003 and is licensed in 14 states. Scott holds the Series 6, Series 7, and Series 63 licenses, as well as the Securities Industry Essentials Examination. Scott is registered with FINRA and is an active member of the brokerage community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
GA
07/29/2003 - Present
Northwestern Mutual Investment Services, LLC (ATLANTA GA)
BC
Issued 08/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/28/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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