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Scott A Anderson

Charles Schwab & CO., Inc.

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About Scott A Anderson

Scott Anderson is a financial advisor with over 25 years of experience. Scott is registered to provide securities and investment advisory services in 53 states and the District of Columbia, and he is a Registered Representative of Charles Schwab & CO., Inc. Scott was previously with Wachovia Securities, LLC and TD Ameritrade, Inc. Scott is a managing partner for Renegade Regulators LLC, a limited partnership involved in real estate. Scott is a financial advisor with a wide range of experience and expertise, and he can provide guidance on a variety of financial planning needs.

Firm Information

Scott Anderson is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Scott Anderson’s Registration & Firm History

FL

01/11/2022 - Present

Charles Schwab & CO., Inc. (Orlando FL)

FL

02/12/2007 - 12/03/2007

WACHOVIA SECURITIES, LLC (ORLANDO FL)

FL

04/12/1999 - 12/04/2006

TD AMERITRADE, INC. (ORLANDO FL)

MO

03/17/1997 - 03/27/1999

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 04/02/2007

Series 66 - Uniform Combined State Law Examination

IA

Issued 07/19/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/21/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/21/2008

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/23/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Scott A Anderson. Review regulatory record here.
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