Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scot? Claim Your ProfileScot Sean Galvin is a licensed securities professional with over 20 years of experience in the financial services industry. Scot currently holds registrations with Robinhood Financial, LLC and Robinhood Securities, LLC. Scot has a strong track record of success in the securities industry, holding numerous licenses and registrations. Scot's career includes prior experience at firms such as Ally Invest Securities LLC, MB Trading, Zecco Trading, Inc., Salomon Grey Financial Corporation, Morgan Stanley DW Inc., Morgan Stanley Dean Witter Online Inc., and GSG Securities, Inc. Scot is dedicated to providing clients with high-quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
08/15/2022 - Present
Robinhood Financial, LLC (Lake Mary FL)
FL
04/10/2018 - 02/04/2020
ROBINHOOD FINANCIAL, LLC (Lake Mary FL)
NC
11/29/2005 - 11/09/2017
ALLY INVEST SECURITIES LLC (CHARLOTTE NC)
NC
11/18/2015 - 03/30/2016
MB TRADING (Charlotte NC)
CA
07/19/2012 - 12/20/2012
ZECCO TRADING, INC. (GLENDALE CA)
TX
03/07/2005 - 07/06/2005
SALOMON GREY FINANCIAL CORPORATION (DALLAS TX)
NY
10/25/2000 - 05/09/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
09/23/1999 - 11/01/2000
MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)
FL
07/19/1999 - 09/20/1999
GSG SECURITIES, INC. (BOCA RATON FL)
BC
Issued 11/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2022
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/09/2012
Series 4 - Registered Options Principal Examination
BC
Issued 11/08/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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