Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scot? Claim Your ProfileScot Samuel Fairchild is a financial advisor with LPL Financial LLC. Scot has been in the industry since 1993 and is registered in 27 states. Scot is a Certified Financial Planner™ professional and has a broad range of experience in providing financial planning, investment management, and other advisory services. Scot's previous employment includes positions at Lucia Securities, LLC, Sagepoint Financial, Inc., SunAmerica Securities, Inc., Linsco/Private Ledger Corp., and Calvert Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/10/2020 - Present
LPL Financial LLC (SAN DIEGO CA)
NV
08/01/2012 - 09/04/2020
LUCIA SECURITIES, LLC (HENDERSON NV)
CA
10/31/2005 - 08/03/2012
SAGEPOINT FINANCIAL, INC. (LA MESA CA)
AZ
03/17/1999 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
SC
09/06/1994 - 03/22/1999
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MD
03/15/1993 - 09/06/1994
CALVERT SECURITIES CORPORATION (BETHESDA MD)
IA
Issued 02/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2012
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/01/1999
Series 24 - General Securities Principal Examination
BC
Issued 12/13/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/23/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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