Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scot? Claim Your ProfileScot Hicks is an investment advisor representative (IAR) and registered representative (RR) for Wells Fargo Advisors Financial Network, LLC. Scot has been active in the industry since 2013 and is currently registered in 38 states. Prior to joining Wells Fargo Advisors, Scot was employed by Morgan Stanley and Morgan Stanley Private Bank, National Association. Scot's specializations include: portfolio management for individuals and businesses, financial planning, investment consulting services to institutional clients, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
01/31/2025 - Present
Wells Fargo Advisors Financial Network, LLC (CHARLESTON SC)
CA
06/27/2013 - 02/16/2023
MORGAN STANLEY (Newport Beach CA)
BOTH
Issued 08/30/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2013
Series 7 - General Securities Representative Examination
BC
Issued 04/01/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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