Unclaimed
Scot Peterson is an investment advisor representative at Benjamin F. Edwards & Company, Inc., and has been in the industry for over 38 years. Scot is registered in 27 states, and has a strong track record of helping individual clients, businesses, and institutions meet their financial goals. Prior to joining Benjamin F. Edwards, Scot worked at Wells Fargo Advisors, LLC. Scot's strong experience and expertise in the financial industry make him a valuable resource for those seeking advice and guidance on their investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
01/09/2019 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
IL
01/01/2008 - 11/05/2013
WELLS FARGO ADVISORS, LLC (CHICAGO IL)
IL
03/05/1990 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CHICAGO IL)
NY
06/20/1984 - 03/03/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 04/26/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/01/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/06/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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