Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scot? Claim Your ProfileScot Sageser is a financial advisor with over 30 years of experience in the industry. Scot has worked with Avantax Advisory Services for several years and has helped clients in a variety of areas, including financial planning, retirement planning, insurance, and investment management. Scot is also actively involved in the community, serving as a volunteer with several non-profit organizations. Scot is committed to helping clients achieve their financial goals and is committed to providing personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
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2
TX
09/12/2024 - Present
Avantax Advisory Services (DALLAS TX)
WA
03/01/2002 - 06/19/2007
INVESTORS CAPITAL CORP. (POULSBO WA)
NE
11/23/2001 - 03/04/2002
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
MA
02/21/2001 - 12/15/2001
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
NY
01/04/1999 - 02/28/2001
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
PA
02/02/1998 - 01/07/1999
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
WI
12/11/1996 - 02/02/1998
SII INVESTMENTS, INC. (APPLETON WI)
CA
03/15/1996 - 12/11/1996
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MA
10/27/1994 - 03/28/1996
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
MA
09/21/1993 - 10/27/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/21/1993 - 10/27/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 04/25/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1994
Series 7 - General Securities Representative Examination
BC
Issued 09/20/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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