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Scot P Hawthorne

Alliancebernstein Investments, Inc.

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About Scot P Hawthorne

Scot P. Hawthorne is a financial advisor with over 27 years of experience in the financial services industry. Scot has been with Alliancebernstein Investments, Inc. since April 2021. Prior to joining Alliancebernstein, Scot was employed by J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. and JPMORGAN DISTRIBUTION SERVICES, INC. Scot has a broad range of experience and holds the Series 6, 7, 24 and 63 licenses as well as the SIE exam.

Firm Information

Scot Hawthorne is currently registered with Alliancebernstein Investments, Inc.. Alliancebernstein Investments, Inc. is a Corporation that was formed on November 15, 1983. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

197

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scot Hawthorne’s Registration & Firm History

TN

04/30/2021 - Present

Alliancebernstein Investments, Inc. (Nashville TN)

OH

06/10/2020 - 11/10/2020

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (COLUMBUS OH)

OH

01/29/2001 - 06/10/2020

JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)

IL

04/27/1995 - 12/31/2000

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

ME

03/29/1994 - 03/21/1995

440 FINANCIAL DISTRIBUTORS, INC. (PORTLAND ME)

MA

08/16/1993 - 12/12/1994

ALLMERICA INVESTMENTS, INC. (WORCESTER MA)

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Licenses & Designations

IA

Issued 12/23/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/07/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/1995

Series 7 - General Securities Representative Examination

BC

Issued 08/13/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scot P Hawthorne.
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