Unclaimed
Scot Michael Suess is a financial professional who has been working in the financial services industry since 2023. Scot is a registered representative and investment advisor representative with State Farm Investment Management Corp. Scot has passed the Series 63, Series 65 and Series 6TO exams. Scot holds a Series 6 registration, Series 63 registration and Series 65 registration. Scot currently works at the firm's Rochester, MN branch office location. Scot is licensed and registered to provide investment advice in Minnesota. Scot has a background in the insurance industry and provides both insurance and investment services for his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MN
07/22/2024 - Present
State Farm Investment Management Corp. (Rochester MN)
IA
Issued 07/20/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/24/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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