Unclaimed
Scot Fay has been in the financial services industry since February 1993. He holds the Series 6, 7, 63 and 65 licenses. Scot is a Certified Financial Planner and provides financial advice to individuals and families. He is a registered representative with Thrivent Investment Management Inc. and is licensed in several states. Scot has been with Thrivent since July 2002. In addition to his work with Thrivent, Scot is also a board member for The Storehouse of Community Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
04/14/2010 - Present
Thrivent Investment Management Inc. (Grand Rapids MI)
IA
Issued 06/04/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/09/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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