Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scot? Claim Your ProfileScot Morris is a financial advisor with Raymond James Financial Services Advisors, Inc. Scot has been in the industry for 37 years. Prior to joining Raymond James, Scot was a financial advisor at Wells Fargo Clearing Services, LLC for 7 years and RBC Capital Markets, LLC for 8 years. Scot has a broad range of experience in the financial services industry. Scot has a Series 7, 63, and 24 license as well as a Series 65 and holds a SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
VA
12/04/2017 - Present
Raymond James Financial Services Advisors, Inc. (Richmond VA)
VA
12/03/2010 - 12/13/2017
WELLS FARGO CLEARING SERVICES, LLC (RICHMOND VA)
VA
03/09/2002 - 12/09/2010
RBC CAPITAL MARKETS, LLC (RICHMOND VA)
MA
03/28/2001 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
VA
09/23/1986 - 03/28/2001
BRANCH, CABELL & CO., INC. (RICHMOND VA)
IA
Issued 10/16/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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