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Scot Gilbert Sinkler

Stifel, Nicolaus & Company, Inc.

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About Scot Gilbert Sinkler

Scot Gilbert Sinkler is a financial advisor with Stifel, Nicolaus & Company, Inc. Scot has been in the industry since 1981. Scot has a strong background in financial planning, portfolio management for individuals and businesses, and pension consulting. Scot is registered in 24 states and has a broad range of experience serving a diverse clientele.

Firm Information

Scot Sinkler is currently registered with Stifel, Nicolaus & Company, Inc.. Stifel, Nicolaus & Company, Inc. is a corporation headquartered in ST LOUIS, MO, United States. Founded in 1900, the firm provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. With over 5,000 registered representatives and $149.2 billion in regulatory assets under management, the firm serves a wide range of clients including high-net-worth individuals, corporations, and institutional investors.
Stifel, Nicolaus & Company, Inc.

501 N BROADWAY

ST LOUIS, MO 63102

$149.25B

Assets Under Management

Not reported

Total Clients

4,272

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scot Sinkler’s Registration & Firm History

OH

07/10/2018 - Present

Stifel, Nicolaus & Company, Inc. (PEPPER PIKE OH)

OH

07/06/2018 - 07/11/2018

AMERIPRISE FINANCIAL SERVICES, INC. (Pepper Pike OH)

OH

05/15/2009 - 07/09/2018

STIFEL, NICOLAUS & COMPANY, INCORPORATED (PEPPER PIKE OH)

OH

06/25/2005 - 06/12/2009

JANNEY MONTGOMERY SCOTT LLC (PAINESVILLE OH)

PA

10/19/1992 - 06/25/2005

PARKER/HUNTER INCORPORATED (PITTSBURGH PA)

OH

11/23/1990 - 10/23/1992

BUTLER, WICK & CO., INC. (YOUNGSTOWN OH)

OH

11/21/1989 - 11/26/1990

MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)

OH

04/13/1981 - 04/17/1989

MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)

NY

04/07/1989 - 04/15/1989

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/26/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/14/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/23/1993

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/11/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Scot Gilbert Sinkler.
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